Notification of Major Holdings1. Details of issuer Deutsche Pfandbriefbank AG
Freisinger Strasse 5
85716 Unterschleissheim
Germany |
2. Reason for notification | | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| | Other reason: |
3. Details of person subject to the notification obligation | Name: | City and country of registered office: |
| UBS Group AG | Zurich
Switzerland |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | total of both in %
(7.a. + 7.b.) | total number of voting rights of issuer |
| Resulting situation | 3.74 % | 1.30 % | 5.04 % | 134475308 |
| Previous notification | 3.79 % | 0.63 % | 4.43 % | / |
7. Notified details of the resulting situationa. Voting rights attached to shares (Sec.s 21, 22 WpHG) | ISIN | absolute | in % |
| | direct
(Sec. 21 WpHG) | indirect
(Sec. 22 WpHG) | direct
(Sec. 21 WpHG) | indirect
(Sec. 22 WpHG) |
| DE0008019001 | 0 | 5027309 | 0 % | 3.74 % |
| Total | 5027309 | 3.74 % |
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right to recall lent shares | | at any time / jederzeit | 79070 | 0.06 % |
| Right to substitute shares delivered as collaterals | | at any time / jederzeit | 1674915 | 1.25 % |
| | | Total | 1753985 | 1.30 % |
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| | | | | % |
| | | | Total | | % |
8. Information in relation to the person subject to the notification obligation | | Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management France SA | % | % | % |
| --- | --- | --- | --- |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Asset Management Holding (No. 2) Ltd | % | % | % |
| UBS Asset Management Holding Ltd | % | % | % |
| UBS Asset Management (UK) Ltd | % | % | % |
| --- | --- | --- | --- |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Americas Holding LLC | % | % | % |
| UBS Americas Inc. | % | % | % |
| UBS Asset Management (Americas) Inc. | % | % | % |
| UBS Asset Management Trust Company | % | % | % |
| --- | --- | --- | --- |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Bank (Canada) | % | % | % |
| --- | --- | --- | --- |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Fund Management (Luxembourg) S.A. | % | % | % |
| --- | --- | --- | --- |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Fund Management (Switzerland) AG | % | % | % |
| --- | --- | --- | --- |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Switzerland AG | % | % | % |
| --- | --- | --- | --- |
| UBS Group AG | % | % | % |
| UBS AG | % | % | % |
| UBS Third Party Management Company S.A. | % | % | % |
9. In case of proxy voting according to § 22 Abs. 3 WpHG | Date of general meeting: | |
| Holding position after general meeting: | % (equals voting rights) |
