Notification of Major Holdings1. Details of issuer Deutsche Pfandbriefbank AG
Freisinger Strasse 5
85716 Unterschleissheim
Germany |
2. Reason for notification | X | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| | Other reason:
|
3. Details of person subject to the notification obligation | Name: | City and country of registered office: |
| JPMorgan Chase & Co. | Wilmington, Delaware
United States of America (USA) |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
J.P. Morgan Securities Plc
|
5. Date on which threshold was crossed or reached:6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | total of both in %
(7.a. + 7.b.) | total number of voting rights of issuer |
| Resulting situation | 4.81 % | 0.21 % | 5,02 % | 134475308 |
| Previous notification | n/a % | n/a % | n/a % | / |
7. Notified details of the resulting situationa. Voting rights attached to shares (Sec.s 21, 22 WpHG) | ISIN | absolute | in % |
| | direct
(Sec. 21 WpHG) | indirect
(Sec. 22 WpHG) | direct
(Sec. 21 WpHG) | indirect
(Sec. 22 WpHG) |
| DE0008019001 | 0 | 6472082 | 0 % | 4.81 % |
| Total | 6472082 | 4.81 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| | | | % |
| | | Total | | % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 25.10.2017 - 02.01.2019 | 25.10.2017 - 02.01.2019 | Cash | 277209 | 0.21 % |
| | | | Total | 277209 | 0.21 % |
8. Information in relation to the person subject to the notification obligation | | Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| JPMorgan Chase & Co. | % | % | % |
| JPMorgan Chase Bank, National Association | % | % | % |
| J.P. Morgan International Finance Limited | % | % | % |
| J.P. Morgan Capital Holdings Limited | % | % | % |
| J.P. Morgan Securities plc | 4.81 % | % | 5.02 % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG | Date of general meeting: | |
| Holding position after general meeting: | % (equals voting rights) |
10. Other explanatory remarks: 
