Notification of Major Holdings on 02.12.2015
1. Details of issuer Deutsche Pfandbriefbank AG
Freisinger Strasse 5
85716 Unterschleissheim
Germany |
2. Reason for notification | | Acquisition/disposal of shares with voting rights |
| | Acquisition/disposal of instruments |
| | Change of breakdown of voting rights |
| X | Other reason: Baseline disclosure pursuant to section 41 para. 4f WpHG |
3. Details of person subject to the notification obligation | Name: | City and country of registered office: |
| Morgan Stanley | Wilmington
United States of America (USA) |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | total of both in %
(7.a. + 7.b.) | total number of voting rights of issuer |
| Resulting situation | 2,58 % | 6,18 % | 8,76 % | 134475308 |
| Previous notification | 2,68 % | % | 0 % | / |
7. Notified details of the resulting situationa. Voting rights attached to shares (Sec.s 21, 22 WpHG) | ISIN | absolute | in % |
| | direct
(Sec. 21 WpHG) | indirect
(Sec. 22 WpHG) | direct
(Sec. 21 WpHG) | indirect
(Sec. 22 WpHG) |
| DE0008019001 | 0 | 3465555 | 0 % | 2,58 % |
| Total | 3465555 | 2,58 % |
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right of recall over securities lending agreements | n/a | n/a | 8314563 | 6,18 % |
| | | Total | 8314563 | 6,18 % |
b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Equity Swap | 29.06.2018 | n/a | Cash | 2325 | 0,002 % |
| | | | Total | 2325 | 0,002 % |
8. Information in relation to the person subject to the notification obligation | | Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least held 3% or more) | % of voting rights through instruments (if at least held 5% or more) | Total of both (if at least held 5% or more) |
| Morgan Stanley | % | % | % |
| Morgan Stanley International Holdings Inc. | % | % | % |
| Morgan Stanley International Limited | % | % | % |
| Morgan Stanley UK Group | % | % | % |
| Morgan Stanley Investments (UK) | % | % | % |
| Morgan Stanley & Co. International plc | 4,51 % | % | 5,11 % |
| --- | --- | --- | --- |
| Morgan Stanley | % | % | % |
| Morgan Stanley Investment Management Inc. | % | % | % |
| --- | --- | --- | --- |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley & Co. LLC | % | % | % |
| --- | --- | --- | --- |
| Morgan Stanley | % | % | % |
| Morgan Stanley Capital Management, LLC | % | % | % |
| Morgan Stanley Domestic Holdings, Inc. | % | % | % |
| Morgan Stanley Capital Services LLC | % | % | % |
9. In case of proxy voting according to § 22 Abs. 3 WpHG | Date of general meeting: | |
| Holding position after general meeting: | % (equals voting rights) |
