Notification of Major Holdings
1. Details of issuer
Deutsche Pfandbriefbank AG
Freisinger Strasse 5
85716 Unterschleissheim
Germany
|
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: voluntary group notification |
3. Details of person subject to the notification obligation
Name: |
City and country of registered office: |
UBS Group AG
|
Zurich Switzerland
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
Resulting situation |
4.33 % |
0.08 % |
4.41 % |
134475308 |
Previous notification |
4.92 % |
0.08 % |
4.9996 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN |
absolute |
in % |
|
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
DE0008019001 |
0 |
5819099 |
0 % |
4.33 % |
Total |
5819099 |
4.33 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall lent shares |
|
jederzeit/at any time |
108661 |
0.08 % |
|
|
Total |
108661 |
0.08 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
|
|
|
|
|
% |
|
|
|
Total |
|
% |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Asset Management France SA |
% |
% |
% |
|
|
|
|
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Asset Management Holding (No. 2) Ltd |
% |
% |
% |
UBS Asset Management Holding Ltd |
% |
% |
% |
UBS Asset Management (UK) Ltd |
% |
% |
% |
|
|
|
|
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Americas Holding LLC |
% |
% |
% |
UBS Americas Inc. |
% |
% |
% |
UBS Asset Management (Americas) Inc. |
% |
% |
% |
UBS Asset Management Trust Company |
% |
% |
% |
|
|
|
|
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Bank (Canada) |
% |
% |
% |
|
|
|
|
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Fund Management (Luxembourg) S.A. |
% |
% |
% |
|
|
|
|
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Fund Management (Switzerland) AG |
% |
% |
% |
|
|
|
|
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Switzerland AG |
% |
% |
% |
|
|
|
|
UBS Group AG |
% |
% |
% |
UBS AG |
% |
% |
% |
UBS Third Party Management Company S.A. |
% |
% |
% |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting: |
|
Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks: